Miscellaneous Apex Account Fees
Fee Schedule for Accounts Held at Apex Clearing
Miscellaneous Fees
ACATS – Outgoing Non Retirement | $ 75.00 |
ACATS – Outgoing Partial | $ 75.00 |
ACATS – Outgoing Retirement | $ 75.00 |
ACH Authentication | $ 1.00 |
ACH Notice of Change/Correction | $ 5.00 |
Advisor Requested statement copies | $ 5.00 |
Check Copies | $ 15.00 |
Customer Verification – Domestic (per inquiry) | $ 1.00 |
Customer Verification – International (per inquiry) | $ 1.00 |
Retirement Plan Services Termination Fee (per event) | $ 60.00 |
Retirement Plan Services Annual Maintenance (per account) | $ 30.00 |
Limited Partnerships / Private Placements | $ 250.00 |
Manual Account Opening Fee (non-API) | $ 15.00 |
Outgoing Wire Transfers (Domestic) | $ 25.00 |
Outgoing Wire Transfers (Foreign) | $ 50.00 |
Overnight Mail – Domestic (per request) | $ 50.00 |
Overnight Mail – International/Canada (per request) | $ 100.00 |
Paper Check Draft/regular mail – domestic | $ 5.00 |
Paper Check Draft/regular mail – international | $ 10.00 |
Paper Confirm Fee (Retail Paper Only) (per confirm) | $ 2.00 |
Paper Prospectus Fee (Domestic) | $ 2.50 |
Paper Prospectus Fee Per Line (Domestic) | $ 2.50 |
Paper Statement Fee (Retail Paper Only) (per statement) | $ 5.00 |
Paper Tax Statement Fee (Retail Paper Only) (per statement) | $ 5.00 |
Return Mail (per piece) | $ 2.00 |
Returned ACH (per return) | $ 30.00 |
Returned Checks/Wires and Recalls (including amendment repairs) | $ 30.00 |
Statement Inserts (per acct, per month) | $ 0.25 |
Stop Payments on Apex Issued Checks | $ 30.00 |
Tax Form 5498 | $ 5.00 |
Third Party Distribution Notification | $ 2.00 |